Cory Roberson

Cory Roberson

Cory Roberson

Roberson Ventures Group|Compliance|RegTech|FinTech|Social Entrepreneur|Author

Venture Portfolio: Business + Social Impact + Portfolio Investments.

Mr. Roberson received a bachelor’s from the University of California, Davis in Political Science. Since then, he’s acquired more than 15 years of experience in the investment management industry.
Currently, Mr. Roberson is principal of RIA Consults – Roberson Consults Group, a consulting firm providing compliance, operations, and business development services for registered investment advisors and he is also principal of RIA Review, which is a compliance and document management online portal. Since 2011, RIA Consults served more than 160 RIAs, and in addition, RIA Review amassed more than 120+ users across the United States.

His past speaking engagements included discussions on: “RegTech & The Current State of the Compliance Ecosystem” during FinTech Diaspora Forum sponsored by Prohaus VC, The Fintech School and InnovatetheNext, and “RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors,” during ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His past publications include: “Raising the Bar for Compliance: 10 Tips to Practice Management”, an article featured in a Financial Planning Association – Silicon Valley (FPA) 2014 newsletter, and “From Student to Entrepreneur: Making the Transition to Business” a book featured on Amazon.

In his spare time, Cory holds business support group sessions and, in the past, volunteered for programs around the world, including S. Korea, China, S. Africa, Thailand, Peru and India.

Check out “My Compliance Blog” for tips on compliance for Investment Advisors (RIAs), FinTech, RegTech, and blockchain entrepreneurs. Visit here:

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ID Event Name Duration Start Date
UE-959 ICO4Impact Virtual Summit 2018 1 Weeks February 24, 2018
UE-959 ICO4Impact Virtual Summit 2018 44 Weeks February 24, 2018